Legal and General Assurance Society Limited

• Principal Place of Business

  Legal & General Assurance Society Ltd

  One Coleman Street

  London

  City Of London

  EC2R 5AA

  UNITED KINGDOM

  Phone

  +4402031242000

  Web

  https://www.legalandgeneral.com

• Complaints Contact

  Legal & General Assurance Society Ltd

  Four Central Square

  Central Square

  Cardiff

  CF10 1FS

  UNITED KINGDOM

  Phone

  +4408002941120

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• P2P Lending Advice

  For Commercial, Professional

• Investment Advice (no pensions)

  For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Manages Insurance Policies

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

• Consumer Loans

• Runs Stakeholder Pensions

• Runs Personal Pensions

• Loan Servicing

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Stuart McKinnon

  IRN ASM01060

  • CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2007 to 31 Oct 2007)
• Andrew Thomas Cozzolino

  IRN ATC00014

  • CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
• Andrew Thomas Frear

  IRN ATF00004

  • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
• Andrew Thomas McArdle

  IRN ATM00016

  • CF1 Director (AR) (1 Dec 2001 to 4 Apr 2008)
  • CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2007)
• Andrew Tristram Daldry

  IRN ATD00002

  • CF21 Investment Adviser (25 Jan 2005 to 29 Oct 2007)
• Andrew Victor Ewing

  IRN AVE00001

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2002)
• Andrew William Benians

  IRN AWB01095

  • CF30 Customer (19 Dec 2008 to 10 Sep 2014)
• Andrew William Eaton

  IRN AWE01012

  • CF22 Investment Adviser (Trainee) (11 Apr 2006 to 7 Jul 2006)
• Andrew William Palmer

  IRN AWP01022

  • CF1 Director (1 Dec 2001 to 16 Nov 2009)
• Andrew William Thompstone

  IRN AWT00011

  • CF21 Investment Adviser (2 Jul 2002 to 28 Feb 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)

• Mortgage Options (no longer appointed)

  FRN 157293 · Appointed 4 Apr 2003 · Until 23 Nov 2005

• Mortgage Master (no longer appointed)

  FRN 179416 · Appointed 4 Apr 2003 · Until 17 Aug 2004

• Mortgage Shop Oakham (no longer appointed)

  FRN 160032 · Appointed 4 Apr 2003 · Until 4 Apr 2003

• John Cooper Insurance Services (no longer appointed)

  FRN 160874 · Appointed 3 Apr 2003 · Until 10 Aug 2004

• Mark Beaumont Ltd (no longer appointed)

  FRN 201986 · Appointed 3 Apr 2003 · Until 12 Aug 2004

• Mortgage & Investment Solutions Ltd (no longer appointed)

  FRN 201276 · Appointed 3 Apr 2003 · Until 1 Jul 2004

• Homebase Mortgages (no longer appointed)

  FRN 155870 · Appointed 3 Apr 2003 · Until 7 Sep 2004

• The Mortgage Bureau (Yorkshire) (no longer appointed)

  FRN 184005 · Appointed 3 Apr 2003 · Until 17 Jan 2007

• Grant W Pickin & Co (no longer appointed)

  FRN 200806 · Appointed 3 Apr 2003 · Until 26 Apr 2006

• GTM Accountancy (no longer appointed)

  FRN 186464 · Appointed 3 Apr 2003 · Until 20 May 2004

No changes recorded yet.