Legal and General Assurance Society Limited

Date authorised
1 April 2013
Companies House
00166055
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Assurance Society Ltd
    One Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031242000
    Web
    https://www.legalandgeneral.com

  • Complaints Contact

    Legal & General Assurance Society Ltd
    Four Central Square
    Central Square
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Professional

  • Investment Advice (no pensions)

    For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Stockbroking

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

  • Consumer Loans

  • Runs Stakeholder Pensions

  • Runs Personal Pensions

  • Loan Servicing

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Denise Elizabeth Baran

    IRN DEB00018

    • (657)CF1 Director (AR) (1 Dec 2001 to 20 Nov 2002)
    • (656)CF21 Investment Adviser (1 Dec 2001 to 21 Nov 2002)
  • Dennis John Canham

    IRN DJC00074

    • (899)CF29 Significant management (1 Nov 2007 to 12 Nov 2012)
    • (901)CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
    • (900)CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Derek Andrew Fleming

    IRN DAF00018

    • (2370)CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2002)
  • Derek David Lyons

    IRN DXL00104

    • (290)CF21 Investment Adviser (2 Apr 2003 to 29 Oct 2007)
    • (289)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Apr 2003)
  • Derek James Kelly

    IRN DJK01085

    • (1840)CF1 Director (AR) (15 Apr 2003 to 21 Dec 2004)
    • (1839)CF7 Sole Trader (AR) (1 Dec 2001 to 15 Apr 2003)
  • Derek James Monaghan

    IRN DJM00122

    • (2575)CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • (2576)CF21 Investment Adviser (1 Dec 2001 to 12 Jan 2007)
    • (2577)CF4 Partner (AR) (1 Dec 2001 to 1 Dec 2006)
  • Derek John Hale

    IRN DJH00104

    • (469)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Mar 2002)
  • Derek John Isaac

    IRN DJI00011

    • (3093)CF1 Director (AR) (24 Apr 2003 to 19 Jul 2006)
    • (3091)CF21 Investment Adviser (11 Jan 2002 to 4 Feb 2003)
    • (3090)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2003)
    • (3092)CF7 Sole Trader (AR) (1 Dec 2001 to 2 Dec 2001)
  • Derek Leslie Gurden

    IRN DLG00013

    • (714)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
    • (715)CF7 Sole Trader (AR) (1 Dec 2001 to 20 Sep 2004)
  • Derek Roy Povey

    IRN DRP00005

    • (2167)CF21 Investment Adviser (22 Dec 2004 to 29 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • David Vallance Gibb (no longer appointed)

    FRN 195813 · Appointed 1 May 2001 · Until 7 Sep 2004

  • Harrison Brant (no longer appointed)

    FRN 201985 · Appointed 27 Apr 2001 · Until 1 Dec 2001

  • Margaret Currie (no longer appointed)

    FRN 201992 · Appointed 27 Apr 2001 · Until 14 May 2002

  • Mark Beaumont Ltd (no longer appointed)

    FRN 201986 · Appointed 27 Apr 2001 · Until 10 Jan 2003

  • Bond Estates (no longer appointed)

    FRN 195592 · Appointed 27 Apr 2001 · Until 20 Mar 2002

  • First Residential (no longer appointed)

    FRN 195593 · Appointed 26 Apr 2001 · Until 20 Mar 2002

  • Whitegates (no longer appointed)

    FRN 201990 · Appointed 25 Apr 2001 · Until 1 May 2003

  • Stephen Dickson (no longer appointed)

    FRN 195528 · Appointed 24 Apr 2001 · Until 1 Dec 2001

  • Elysium Properties Ltd (no longer appointed)

    FRN 202005 · Appointed 24 Apr 2001 · Until 15 Nov 2002

  • Kinleigh (South East) Ltd (no longer appointed)

    FRN 201991 · Appointed 23 Apr 2001 · Until 26 Mar 2003

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (326)[FCA CF] Significant management

  2. controlled function added: (325)[FCA CF] Client dealing

  3. controlled function added: (324)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (323)[PRA CF] Managing a material risk taker

  5. controlled function added: (322)[FCA CF] Material risk taker

  6. controlled function added: (321)[PRA CF] Significant risk taker or Material risk taker

  7. controlled function added: (320)[FCA CF] Significant management

  8. controlled function added: (319)[FCA CF] Material risk taker

  9. controlled function added: (318)[FCA CF] Significant management

  10. controlled function added: (317)[FCA CF] Material risk taker

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