Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Keith Russell Harrison
IRN KRH00027
- (349)CF4 Partner (AR) (1 Dec 2001 to 16 Dec 2002)
Keith Thirlwell
IRN KXT00039
- (586)CF4 Partner (AR) (1 Dec 2001 to 21 May 2004)
Keith William Betts
IRN KWB00006
- (2189)CF21 Investment Adviser (1 Dec 2001 to 9 Oct 2002)
- (2190)CF4 Partner (AR) (1 Dec 2001 to 16 Sep 2004)
Keith William Perry
IRN KWP00008
- (309)CF21 Investment Adviser (18 Dec 2002 to 29 Oct 2007)
- (308)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Dec 2002)
Keith William Smith
IRN KWE00001
- (1676)CF21 Investment Adviser (31 Jul 2006 to 29 Oct 2007)
- (1675)CF22 Investment Adviser (Trainee) (6 Apr 2005 to 31 Jul 2006)
Keith Williams
IRN KXW00239
- (2470)[FCA CF] Manager of certification employee (2 Nov 2023 to 2 Feb 2024)
- (2471)[FCA CF] Functions requiring qualifications (7 Jan 2022 to 6 Feb 2025)
Keith Wright
IRN KXW00081
- (515)CF21 Investment Adviser (1 Dec 2001 to 29 Oct 2007)
Kelly Griffiths
IRN KXG00357
- (140)19. Administrative functions in relation to the operation of stakeholder pension schemes
- (141)18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- (142)[FCA CF] Functions requiring qualifications (since 8 Jan 2025)
Kelly Joanne Harwood
IRN KXH01309
- (1635)CF21 Investment Adviser (28 Feb 2005 to 29 Oct 2007)
- (1634)CF22 Investment Adviser (Trainee) (22 Oct 2003 to 28 Feb 2005)
Kelly Kilpin
IRN KTB01008
- (2216)CF22 Investment Adviser (Trainee) (5 Jul 2007 to 18 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Newcastle United Football Club Ltd (no longer appointed)
FRN 206259 · Appointed 28 Jun 2001 · Until 25 Apr 2006
Custom Made Mortgage (no longer appointed)
FRN 206252 · Appointed 26 Jun 2001 · Until 22 May 2006
The Mortgage Advice Centre & Estate Agency (no longer appointed)
FRN 196044 · Appointed 22 Jun 2001 · Until 1 Dec 2001
Partners Financial (no longer appointed)
FRN 196038 · Appointed 22 Jun 2001 · Until 14 Mar 2005
Hanova Management Ltd (no longer appointed)
FRN 206248 · Appointed 22 Jun 2001 · Until 9 Jan 2007
Dale Mortgage Brokers (no longer appointed)
FRN 196040 · Appointed 22 Jun 2001 · Until 12 Jun 2003
Masons Financial Services (no longer appointed)
FRN 196042 · Appointed 22 Jun 2001 · Until 1 Dec 2001
Haines & Company Ltd (no longer appointed)
FRN 206249 · Appointed 22 Jun 2001 · Until 24 Oct 2002
Ellingham Hall Financial Services (no longer appointed)
FRN 196041 · Appointed 22 Jun 2001 · Until 16 Dec 2002
Webbers Property Services Ltd (no longer appointed)
FRN 206256 · Appointed 22 Jun 2001 · Until 23 Sep 2002

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (326)[FCA CF] Significant management
4 days ago
controlled function added: (325)[FCA CF] Client dealing
4 days ago
controlled function added: (324)[PRA CF] Significant risk taker or Material risk taker
4 days ago
controlled function added: (323)[PRA CF] Managing a material risk taker
4 days ago
controlled function added: (322)[FCA CF] Material risk taker
4 days ago
controlled function added: (321)[PRA CF] Significant risk taker or Material risk taker
4 days ago
controlled function added: (320)[FCA CF] Significant management
4 days ago
controlled function added: (319)[FCA CF] Material risk taker
4 days ago
controlled function added: (318)[FCA CF] Significant management
4 days ago
controlled function added: (317)[FCA CF] Material risk taker

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.