Legal and General Assurance Society Limited

FRN: 117659
Date authorised: 1 April 2013
Companies House: 00166055
Last scraped: 4 days ago

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Legal & General Assurance Society Ltd

One Coleman Street

London

City Of London

EC2R 5AA

UNITED KINGDOM

Phone

+4402031242000

Web

https://www.legalandgeneral.com
Complaints Contact

Legal & General Assurance Society Ltd

Four Central Square

Cardiff

CF10 1FS

UNITED KINGDOM

Phone

+4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Show 1 limitation Hide limitations
- · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.
P2P Lending Advice

For Commercial, Professional
Investment Advice (no pensions)

For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Insurance Admin

For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
Manages Insurance Policies

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Stockbroking

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Issues Insurance

For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management
Consumer Loans
Runs Stakeholder Pensions
Runs Personal Pensions
Loan Servicing
Investment Setup

For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Andrew Roy Mackay
IRN AXM00233
- (2238)CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2003)
Andrew Stuart McKinnon
IRN ASM01060
- (215)CF29 Significant management (1 Nov 2007 to 1 Apr 2009)
- (216)CF16 Significant Mgt (Desgntd Investment Business) (5 Apr 2007 to 31 Oct 2007)
Andrew Thomas Cozzolino
IRN ATC00014
- (275)CF1 Director (AR) (1 Dec 2001 to 14 Mar 2005)
Andrew Thomas Frear
IRN ATF00004
- (2446)CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2003)
Andrew Thomas McArdle
IRN ATM00016
- (2493)CF1 Director (AR) (1 Dec 2001 to 4 Apr 2008)
- (2492)CF21 Investment Adviser (1 Dec 2001 to 10 Apr 2007)
Andrew Tristram Daldry
IRN ATD00002
- (3006)CF21 Investment Adviser (25 Jan 2005 to 29 Oct 2007)
Andrew Victor Ewing
IRN AVE00001
- (2161)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 15 Nov 2002)
Andrew William Benians
IRN AWB01095
- (1357)CF30 Customer (19 Dec 2008 to 10 Sep 2014)
Andrew William Eaton
IRN AWE01012
- (1687)CF22 Investment Adviser (Trainee) (11 Apr 2006 to 7 Jul 2006)
Andrew William Palmer
IRN AWP01022
- (3299)CF1 Director (1 Dec 2001 to 16 Nov 2009)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Robinson Michael & Jackson (no longer appointed)
FRN 178268 · Appointed 1 Dec 1994 · Until 30 Oct 2002
Cambridge Insurance Consultants (no longer appointed)
FRN 135631 · Appointed 1 Dec 1994 · Until 1 Dec 2001
Guardian Residential Lettings (no longer appointed)
FRN 201053 · Appointed 1 Dec 1994 · Until 19 Dec 2001
Newquay Property Centre (no longer appointed)
FRN 178153 · Appointed 29 Nov 1994 · Until 9 Jan 2002
Clarke West Financial Services (no longer appointed)
FRN 176592 · Appointed 25 Nov 1994 · Until 2 Nov 2004
Robinson Griffiths & Jackson (no longer appointed)
FRN 178270 · Appointed 1 Nov 1994 · Until 30 Oct 2002
Kirton Ltd (no longer appointed)
FRN 200887 · Appointed 1 Nov 1994 · Until 11 Jan 2002
Century 21 Swale Properties (no longer appointed)
FRN 200791 · Appointed 1 Nov 1994 · Until 21 Aug 2002
Margo's (no longer appointed)
FRN 176101 · Appointed 1 Nov 1994 · Until 7 Apr 2003
Civic the Mortgage Centre (no longer appointed)
FRN 157108 · Appointed 28 Oct 1994 · Until 1 Dec 2001

Recent activity

Updates to this firm's record on the FCA register.

4 days ago
controlled function added: (3325)CF1 Director (AR)
4 days ago
controlled function added: (3324)CF29 Significant management
4 days ago
controlled function added: (3323)CF2 Non Executive Director
4 days ago
controlled function added: (3322)CF30 Customer
4 days ago
controlled function added: (3321)CF4 Partner (AR)
4 days ago
controlled function added: (3320)CF7 Sole Trader (AR)
4 days ago
controlled function added: (3319)CF21 Investment Adviser
4 days ago
controlled function added: (3318)CF1 Director
4 days ago
controlled function added: (3317)CF16 Significant Mgt (Desgntd Investment Business)
4 days ago
controlled function added: (3316)CF20 Significant Mgt (Settlements)

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.