Legal and General Assurance Society Limited

Date authorised
1 April 2013
Companies House
00166055
Last scraped
4 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Legal & General Assurance Society Ltd
    One Coleman Street
    London
    City Of London
    EC2R 5AA
    UNITED KINGDOM
    Phone
    +4402031242000
    Web
    https://www.legalandgeneral.com

  • Complaints Contact

    Legal & General Assurance Society Ltd
    Four Central Square
    Cardiff
    CF10 1FS
    UNITED KINGDOM
    Phone
    +4408002941120

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • P2P Lending Advice

    For Commercial, Professional

  • Investment Advice (no pensions)

    For Commercial, Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Insurance Admin

    For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts

  • Manages Insurance Policies

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Stockbroking

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Commodity Future, Rolling spot forex contract, Spread Bet, Commodity option and option on commodity future, Life Policy, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Retail (Investment), Professional, Eligible Counterparty, Life Policy, Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Issues Insurance

    For All, Accident, Sickness, Land Vehicles, Railway rolling stock, Aircraft, Ships, Goods in transit, Fire and natural forces, Damage to property, Motor vehicle liability, Aircraft liability, Liability for ships, General liability, Credit, Suretyship, Miscellaneous financial loss, Legal expenses, Life and annuity, Marriage and birth, Linked long-term, Permanent health, Capital redemption, Pension fund management

  • Consumer Loans

  • Runs Stakeholder Pensions

  • Runs Personal Pensions

  • Loan Servicing

  • Investment Setup

    For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Non-investment insurance contracts, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Retail (Investment), Professional, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Option (excluding a commodity option and an option on a commodity future), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rolling spot forex contract, Spread Bet, Personal pension scheme

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gordon Walker

    IRN GXW01266

    • (54)CF21 Investment Adviser (3 Dec 2001 to 31 Mar 2005)
    • (53)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 Aug 2002)
  • Grace Elanor Stevens

    IRN GXS42960

    • (2091)[PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 1 Nov 2022)
  • Graeme Bradley

    IRN GXB00105

    • (2817)CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
  • Graeme Gary Vasey

    IRN GGV00002

    • (524)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2003)
  • Graeme Lionel Christopher Hodgson

    IRN GXH00102

    • (482)CF21 Investment Adviser (1 Dec 2001 to 14 Dec 2007)
  • Graeme Michael Cross

    IRN GMC00021

    • (2215)CF21 Investment Adviser (4 Nov 2005 to 29 Oct 2007)
    • (2214)CF22 Investment Adviser (Trainee) (4 Jan 2005 to 4 Nov 2005)
  • Graeme Robert Lyon

    IRN GRL01052

    • (1543)CF30 Customer (1 Nov 2007 to 15 Jan 2008)
    • (1544)CF22 Investment Adviser (Trainee) (28 Nov 2006 to 31 Oct 2007)
  • Graeme Watt

    IRN GXW00110

    • (3099)CF21 Investment Adviser (29 Mar 2006 to 29 Oct 2007)
    • (3098)CF22 Investment Adviser (Trainee) (28 Jun 2005 to 29 Mar 2006)
  • Graham Andrew James

    IRN GAJ00015

    • (1775)CF21 Investment Adviser (4 Jan 2005 to 29 Oct 2007)
  • Graham Charles Godfrey

    IRN GCG01047

    • (2038)[FCA CF] Manager of certification employee (1 Apr 2024 to 27 Feb 2026)
    • (2039)[FCA CF] Functions requiring qualifications (17 Jan 2023 to 18 Jan 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3435)CF1 Director (AR)

  2. controlled function added: (3434)CF1 Director

  3. controlled function added: (3433)CF29 Significant management

  4. controlled function added: (3432)CF4 Partner (AR)

  5. controlled function added: (3431)SMF7 Group Entity Senior Manager

  6. controlled function added: (3430)SIMF7 Group Entity Senior Insurance Manager Function

  7. controlled function added: (3429)CF12A With-Profits Actuary

  8. controlled function added: (3428)SMF20a With-Profits Actuary

  9. controlled function added: (3427)SIMF21 With-Profits Actuary

  10. controlled function added: (3426)CF1 Director (AR)

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