Legal and General Assurance Society Limited

Principal Place of Business

Phone

+4402031242000

Web

https://www.legalandgeneral.com

Complaints Contact

Phone

+4408002941120

Bank Deposits

For All, Deposit

P2P Lending Advice

For Commercial, Professional

Investment Advice (no pensions)

For Commercial, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Authorised to Operate

Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Manages Insurance Policies

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

Stockbroking

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet, Stakeholder pension scheme

Issues Insurance

For All, Accident, Aircraft, Aircraft liability, Capital redemption, Credit, Damage to property, Fire and natural forces, General liability, Goods in transit, Land Vehicles, Legal expenses, Liability for ships, Life and annuity, Linked long-term, Marriage and birth, Miscellaneous financial loss, Motor vehicle liability, Pension fund management, Permanent health, Railway rolling stock, Ships, Sickness, Suretyship

Consumer Loans

Runs Stakeholder Pensions

Runs Personal Pensions

Loan Servicing

Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Manages Your Portfolio

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

IRN KXW00073

• (2903)CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2005)
• (2904)CF4 Partner (AR) (1 Dec 2001 to 14 Apr 2005)

IRN LPK00001

• (197)CF21 Investment Adviser (12 Jan 2005 to 7 Jul 2005)

IRN LXA00031

• (383)CF4 Partner (AR) (1 Dec 2001 to 17 Apr 2003)

IRN LXD42745

• (1302)[FCA CF] Manager of certification employee (10 Dec 2018 to 7 Sep 2020)
• (1303)[FCA CF] Functions requiring qualifications (10 Dec 2018 to 7 Sep 2020)

IRN LEM01024

• (231)CF4 Partner (AR) (24 Dec 2001 to 28 Jan 2003)

IRN LEA01013

• (1456)CF21 Investment Adviser (23 Mar 2007 to 29 Oct 2007)
• (1455)CF22 Investment Adviser (Trainee) (12 Apr 2006 to 23 Mar 2007)

IRN LBJ01008

• (2030)[PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 17 May 2021)

IRN LKW00007

• (371)SMF7 Group Entity Senior Manager (since 19 Feb 2024)
• (3339)Director of firm who is not a certification employee or a SMF manager (3 Jan 2022 to 4 Jan 2022)

IRN CLM01124

• (341)Responsible for Insurance Distribution (since 1 Jan 2026)
• (342)SMF1 Chief Executive (since 1 Jan 2026)
• (343)[PRA CF] Key function holder (since 19 Dec 2024)
• (3242)SMF6 Head of Key Business Areas (19 Dec 2024 to 1 Jan 2026)
• (3241)SMF18 Other Overall Responsibility (13 Oct 2021 to 12 Jun 2024)
• (3243)SMF3 Executive Director (10 Dec 2018 to 13 Oct 2021)
• (3244)[PRA CF] Key function holder (10 Dec 2018 to 12 Jun 2024)
• (3245)CF1 Director (13 Apr 2018 to 9 Dec 2018)

IRN LXM00683

• (191)19. Administrative functions in relation to the operation of stakeholder pension schemes
• (192)[FCA CF] Functions requiring qualifications (since 11 Mar 2024)