Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 St Edward Street
    Leek
    Staffordshire
    ST13 5DL
    UNITED KINGDOM
    Phone
    +441538384151
  • Complaints Contact

    50 St Edward Street
    Leek
    Staffordshire
    ST13 5DL
    UNITED KINGDOM
    Phone
    +441538384151

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanne Morgan

    IRN JAM01368

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2021)
  • John Joseph Gibson

    IRN JJG00001

    • SMF9 Chair of the Governing Body (since 21 Jan 2025)
  • John Kelly

    IRN JXK02152

    • Responsible for Insurance Distribution (1 Oct 2018 to 22 May 2019)
    • SMF24 Chief Operations (18 Apr 2018 to 1 Apr 2022)
    • Responsibility for MCD Intermediation (1 May 2017 to 23 Jun 2020)
    • Responsible for Insurance Mediation (1 May 2017 to 30 Sep 2018)
    • SMF3 Executive Director (1 May 2017 to 1 Apr 2022)
  • John Mark Leveson

    IRN JML01101

    • SMF12 Chair of the Remuneration Committee (3 Oct 2016 to 24 Apr 2024)
    • CF2 Non Executive Director (10 Apr 2015 to 6 Mar 2016)
  • Karen Mary Appleton

    IRN KXA53276

    • [PRA CF] Significant risk taker or Material risk taker (since 2 Mar 2026)
  • Keith Brightmore

    IRN KXB01400

    • CF29 Significant management (1 Nov 2007 to 18 Jul 2008)
    • Responsible for Insurance Mediation (14 Jan 2005 to 18 Jul 2008)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Keith Griffiths

    IRN KXG01124

    • CF1 Director (3 Nov 2008 to 30 Apr 2014)
    • CF28 Systems and controls (3 Nov 2008 to 30 Apr 2014)
  • Keith Richard Edwards

    IRN KXE66660

    • [PRA CF] Significant risk taker or Material risk taker (since 11 Jun 2018)
  • Keith William Abercromby

    IRN KWA01011

    • [FCA CF] Material risk taker (1 Apr 2023 to 26 Apr 2023)
    • SMF11 Chair of the Audit Committee (20 Feb 2017 to 31 Mar 2023)
    • CF2 Non Executive Director (9 Feb 2016 to 6 Mar 2016)
  • Kerrie Elaine Jordan

    IRN KXJ50824

    • [FCA CF] Functions requiring qualifications (21 Oct 2025 to 18 Mar 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.