Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    50 St Edward Street
    Leek
    Staffordshire
    ST13 5DL
    UNITED KINGDOM
    Phone
    +441538384151
  • Complaints Contact

    50 St Edward Street
    Leek
    Staffordshire
    ST13 5DL
    UNITED KINGDOM
    Phone
    +441538384151

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kerry Madeline Spooner

    IRN KMS01071

    • SMF14 Senior Independent Director (27 Apr 2016 to 15 Jun 2016)
    • SMF12 Chair of the Remuneration Committee (27 Apr 2016 to 15 Jun 2016)
    • CF2 Non Executive Director (1 May 2015 to 6 Mar 2016)
  • Kevin Wilson

    IRN KXW01177

    • SMF1 Chief Executive (7 Mar 2016 to 31 Dec 2018)
    • CF3 Chief Executive (18 Jul 2005 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (18 Jul 2005 to 31 Mar 2009)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • Laura Louise Bradshaw

    IRN LXB66662

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Jun 2017)
  • Laura Morelle Panek

    IRN LXP66676

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Oct 2024)
  • Lee Wakefield

    IRN LXW00183

    • [FCA CF] Material risk taker (16 Nov 2021 to 3 Jun 2022)
  • Leigh Robert White

    IRN LXW00073

    • [FCA CF] Material risk taker (2 Dec 2020 to 21 Oct 2021)
  • Linda Jane Redfern

    IRN LXR66664

    • [FCA CF] Manager of certification employee (since 1 Nov 2018)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Oct 2018)
  • Lisa Buckley

    IRN LXB66666

    • [FCA CF] Material risk taker (1 Jul 2019 to 15 Aug 2020)
  • Lisa Marie Worth

    IRN LXW00432

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 5 Nov 2024)
  • Loren Hepden

    IRN LXH00604

    • [FCA CF] Material risk taker (10 Jan 2025 to 30 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.