Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Yates

    IRN AXY00022

    • [FCA CF] Functions requiring qualifications (13 Feb 2023 to 14 Aug 2024)
  • Andrew John Greenwood

    IRN AJG00115

    • Responsible for Insurance Distribution (since 22 Aug 2024)
    • SMF3 Executive Director (since 3 Mar 2023)
    • [FCA CF] Material risk taker (since 10 Dec 2018)
    • [FCA CF] Significant management (since 10 Dec 2018)
    • [PRA CF] Key function holder (10 Dec 2018 to 3 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 20 Feb 2026)
    • SMF4 Chief Risk (7 Mar 2016 to 3 Mar 2023)
    • CF1 Director (8 Jan 2015 to 6 Mar 2016)
    • CF28 Systems and controls (14 Nov 2011 to 6 Mar 2016)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 15 Sep 2011)
    • CF10 Compliance Oversight (1 Dec 2001 to 15 Sep 2011)
  • Andrew Lawrence Thomas Kay

    IRN AXK00102

    • [FCA CF] Significant management (14 Jun 2019 to 1 Jun 2025)
  • Andrew Peter Conroy

    IRN APC01184

    • SMF3 Executive Director (7 Apr 2020 to 31 Dec 2025)
    • [FCA CF] Significant management (7 Apr 2020 to 31 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2020 to 31 Dec 2025)
    • [PRA CF] Key function holder (3 Oct 2019 to 31 Dec 2025)
    • SMF2 Chief Finance (3 Oct 2019 to 31 Dec 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2019 to 31 Dec 2025)
  • Andrew Robert Alan Moody

    IRN ARM01295

    • [FCA CF] Significant management (since 27 Mar 2019)
    • SMF18 Other Overall Responsibility (since 27 Mar 2019)
    • [FCA CF] Material risk taker (since 1 Jan 2019)
    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Dec 2018)
    • CF29 Significant management (27 Feb 2015 to 6 Mar 2016)
  • Angela Carter

    IRN AXR00087

    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 13 Mar 2026)
    • [FCA CF] Manager of certification employee (10 Dec 2018 to 13 Mar 2026)
  • Anita Tadayon

    IRN AXT00343

    • [PRA CF] Significant risk taker or Material risk taker (since 22 Oct 2021)
    • Director of firm who is not a certification employee or a SMF manager (since 22 Oct 2021)
  • Annette Marie Barnes

    IRN AMB01262

    • Responsibility for MCD Intermediation (since 2 Sep 2025)
    • SMF1 Chief Executive (since 2 Sep 2025)
    • [FCA CF] Significant management (since 23 Jun 2025)
    • [FCA CF] Material risk taker (since 23 Jun 2025)
    • [PRA CF] Key function holder (since 13 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Feb 2019)
    • SMF14 Senior Independent Director (1 Apr 2025 to 2 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (14 Apr 2023 to 2 Sep 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2019 to 13 Jan 2023)
  • Anthony Ernest Grant

    IRN AEG01032

    • CF2 Non Executive Director (1 Dec 2001 to 3 Apr 2006)
  • Antonia Christine Meakin

    IRN AXM00209

    • [FCA CF] Functions requiring qualifications (15 Apr 2020 to 31 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.