Annette Marie Barnes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Leeds Building Society

    FRN 164992

    • Responsibility for MCD Intermediation (since 2 Sep 2025)
    • SMF1 Chief Executive (since 2 Sep 2025)
    • [FCA CF] Material risk taker (since 23 Jun 2025)
    • [FCA CF] Significant management (since 23 Jun 2025)
    • [PRA CF] Key function holder (since 13 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Feb 2019)
    • SMF14 Senior Independent Director (1 Apr 2025 to 2 Sep 2025)
    • SMF12 Chair of the Remuneration Committee (14 Apr 2023 to 2 Sep 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2019 to 13 Jan 2023)
  • Stratos Markets Limited

    FRN 217689

    • [FCA CF] Material risk taker (since 22 Nov 2023)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2023)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Sep 2023)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (7 Nov 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF29 Significant management (7 Nov 2013 to 6 Mar 2016)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • CF29 Significant management (7 Nov 2013 to 26 Aug 2015)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • CF29 Significant management (7 Nov 2013 to 26 Aug 2015)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • CF29 Significant management (7 Nov 2013 to 26 Aug 2015)

Recent activity

Updates to this individual's record on the FCA register.

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