Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Lander

    IRN RXL55697

    • [FCA CF] Functions requiring qualifications (2 Jan 2020 to 1 Nov 2020)
  • Robert Scott Heywood

    IRN RXH00064

    • [FCA CF] Client dealing (10 Dec 2018 to 29 Sep 2023)
  • Robert Winston Stott

    IRN RWS01117

    • CF2 Non Executive Director (4 Dec 2008 to 26 Mar 2014)
  • Robin Anthony Smith

    IRN RAS01166

    • CF2 Non Executive Director (1 Dec 2001 to 26 Mar 2013)
  • Robin James Ashton

    IRN RJA01093

    • [FCA CF] Material risk taker (10 Dec 2018 to 3 Apr 2020)
    • [FCA CF] Significant management (10 Dec 2018 to 3 Apr 2020)
    • [PRA CF] Key function holder (10 Dec 2018 to 3 Apr 2020)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 3 Apr 2020)
    • SMF9 Chair of the Governing Body (7 Mar 2016 to 3 Apr 2020)
    • CF2 Non Executive Director (21 Apr 2011 to 6 Mar 2016)
  • Robin Stephen Patrick Litten

    IRN RSL01029

    • [PRA CF] Key function holder (10 Dec 2018 to 18 Apr 2019)
    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 18 Apr 2019)
    • [FCA CF] Significant management (10 Dec 2018 to 18 Apr 2019)
    • [FCA CF] Material risk taker (10 Dec 2018 to 18 Apr 2019)
    • SMF2 Chief Finance (7 Mar 2016 to 18 Apr 2019)
    • CF1 Director (10 Jan 2012 to 6 Mar 2016)
  • Ronald Tasker

    IRN RXT00047

    • [FCA CF] Functions requiring qualifications (24 Apr 2019 to 12 Dec 2022)
  • Rory Lund Williamson

    IRN RXW00062

    • [FCA CF] Client dealing (since 10 Dec 2018)
  • Sean Anthony Mayman

    IRN SAM01268

    • [FCA CF] Manager of certification employee (since 17 Dec 2018)
  • Shaun Pearce

    IRN SXP00401

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.