Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075
  • Complaints Contact

    26 Sovereign Street
    Leeds
    West Yorkshire
    LS1 4BJ
    UNITED KINGDOM
    Phone
    +4403450505075

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Admin

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Simon Thompson

    IRN SXT00087

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 13 Jan 2020)
    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 19 Oct 2019)
  • Siobhan Carr

    IRN SXC00150

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 15 Apr 2020)
    • [FCA CF] Manager of certification employee (1 Sep 2023 to 1 Mar 2024)
  • Stacey Hall

    IRN SXH00100

    • [FCA CF] Functions requiring qualifications (10 Dec 2018 to 2 Jan 2023)
  • Stephen Rodger Gavin Booth

    IRN SRB01089

    • CF2 Non Executive Director (1 Dec 2001 to 23 Sep 2011)
  • Stuart Whittle

    IRN SJW01485

    • [PRA CF] Significant risk taker or Material risk taker (10 Dec 2018 to 31 Oct 2021)
    • CF29 Significant management (30 Sep 2015 to 6 Mar 2016)
  • Subhan Amjad

    IRN SXA01739

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jan 2026)
  • Susan Helen Cooklin

    IRN SHC01048

    • CF2 Non Executive Director (31 Jan 2014 to 6 Mar 2016)
  • Thomas Alderson Tinkler

    IRN TAT01018

    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2021 to 1 Aug 2024)
    • [FCA CF] Material risk taker (10 Dec 2018 to 31 Mar 2021)
    • CF29 Significant management (27 Feb 2015 to 6 Mar 2016)
  • Thomas Alexander Crump

    IRN TXC00046

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 10 Dec 2018)
  • Thomas Crichton

    IRN TXC00045

    • [FCA CF] Functions requiring qualifications (12 Sep 2019 to 13 Dec 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.