LEBC Group Limited

• Principal Place of Business

  c/o FRP Advisory Trading Limited (Liquidator)

  110 Canon Street

  London

  EC4A 6EU

  UNITED KINGDOM

  Phone

  +4402030054000

• Complaints Contact

  c/o FRP Advisory Trading Limited (Liquidator)

  110 Canon Street

  London

  EC4A

  UNITED KINGDOM

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Edward Paul Doherty

  IRN EPD01013

  • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Elen Prys-Jones

  IRN EXP00085

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Mar 2022)
• Ellis Day

  IRN EXD00073

  • [FCA CF] Client dealing (1 Aug 2020 to 1 Jul 2021)
• Emma Wise

  IRN EXW17260

  • CF30 Customer (16 Jul 2019 to 25 Oct 2019)
• Evie Tucker

  IRN EXC00132

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Feb 2023)
  • [FCA CF] Functions requiring qualifications (since 9 Feb 2023)
• Gareth Steven Joseph Cockin

  IRN GSC01089

  • CF30 Customer (1 Aug 2017 to 27 Sep 2019)
• Gary Scott Knight

  IRN GSK00001

  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• Geoffrey William Wilkinson

  IRN GWW01044

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Dec 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Dec 2022)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• George William Davey

  IRN GXD06231

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 10 Mar 2023)
  • [FCA CF] Client dealing (since 10 Mar 2023)
• Gerard Bernard Michael Dufficy

  IRN GBD00002

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Feb 2022)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)

No changes recorded yet.