Gareth Steven Joseph Cockin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hammond Raggett & Company Limited

    FRN 194710

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 27 Sep 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (29 Oct 2012 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (29 Oct 2012 to 31 Jul 2017)
  • BAKER FINANCIAL PLANNING LTD (no longer approved here)

    FRN 457112

    • CF30 Customer (17 Jan 2011 to 9 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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