Edward Paul Doherty

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 13 Sep 2021)
    • [FCA CF] Client dealing (since 13 Sep 2021)
  • iFind Financial Solutions Ltd (no longer approved here)

    FRN 795695

    • [FCA CF] Functions requiring qualifications (27 Jul 2021 to 4 Aug 2021)
    • [FCA CF] Client dealing (27 Jul 2021 to 4 Aug 2021)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2021)
    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (26 Jul 2016 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (26 Jul 2016 to 31 Jul 2017)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (14 Aug 2014 to 22 Jun 2016)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (225)Employed By (14 Aug 2014 to 22 Jun 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (12 Jun 2008 to 11 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 10 Jun 2008)
    • CF21 Investment Adviser (6 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Feb 2004 to 6 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.