Date authorised
1 April 2013
Companies House
OC336969
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Level 15
    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442078717294
  • Complaints Contact

    Level 15
    70 Mark Lane
    London
    EC3R 7NQ
    UNITED KINGDOM
    Phone
    +442078717294

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Le Tall Illingworth

    IRN JLI01001

    • CF4 Partner (5 Nov 2008 to 9 Dec 2019)
  • Jason Flood

    IRN JXF18109

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Aug 2019 to 8 Dec 2019)
  • Jillian Anne Williams

    IRN JAW01283

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Oct 2023)
    • SMF27 Partner (9 Dec 2019 to 3 Oct 2023)
    • CF4 Partner (20 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2008 to 8 Dec 2019)
  • Joel Richard Milnes

    IRN JRM01328

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Nov 2021)
    • CF30 Customer (7 Dec 2015 to 18 Jul 2018)
  • John Henry Edmund Wells

    IRN JHW01057

    • SMF9 Chair of the Governing Body (since 28 Jan 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Nov 2008 to 8 Dec 2019)
    • CF4 Partner (5 Nov 2008 to 8 Dec 2019)
  • Kelvin Bradley Granger

    IRN KBG01017

    • SMF27 Partner (since 2 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Sep 2015 to 8 Dec 2019)
  • Kunal Shah

    IRN KXS01864

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (30 Jan 2018 to 8 Dec 2019)
    • CF30 Customer (4 Jul 2012 to 8 Dec 2019)
  • Lionel Lucien Daniele

    IRN LLD01004

    • [FCA CF] Client dealing (since 26 Jan 2021)
  • Lorenzo Volpi

    IRN LXV01031

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 Jul 2013 to 8 Dec 2019)
    • CF30 Customer (7 Jul 2010 to 8 Dec 2019)
  • Luca Albertini

    IRN LXA01039

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (5 Nov 2008 to 8 Dec 2019)
    • CF3 Chief Executive (5 Nov 2008 to 8 Dec 2019)
    • CF30 Customer (5 Nov 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.