LDF Finance No. 3 Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Philip Michael Brereton
IRN PMB01164
- SMF3 Executive Director (9 Dec 2019 to 1 Jun 2020)
- CF28 Systems and controls (31 Mar 2016 to 8 Dec 2019)
- CF1 Director (30 Mar 2016 to 8 Dec 2019)
Ray Corcoran
IRN RAC01312
- SMF3 Executive Director (9 Dec 2019 to 22 Jun 2020)
- CF1 Director (15 Aug 2016 to 8 Dec 2019)
Richard James McDougall
IRN RJM01384
- CF2 Non Executive Director (30 Mar 2016 to 23 Jul 2018)
Ross Samuel Rutherford
IRN RSR01057
- [FCA CF] Significant management (since 9 Dec 2019)
Shaun Michael Alexander
IRN SXA24760
- SMF3 Executive Director (21 Feb 2020 to 22 Jun 2020)
Simon Williams
IRN SXW01984
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2020)
- CF11 Money Laundering Reporting (30 Mar 2016 to 8 Dec 2019)
- CF1 Director (30 Mar 2016 to 30 Mar 2016)
Stuart Neal Applewhite
IRN SNA01029
- SMF3 Executive Director (9 Dec 2019 to 30 Jun 2020)
- CF1 Director (26 Nov 2019 to 8 Dec 2019)
Suzanne Eastwood
IRN SXE00196
- [FCA CF] Significant management (10 Mar 2022 to 28 Mar 2024)
Thomas Andrew Davies
IRN TAD01057
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (30 Mar 2016 to 8 Dec 2019)
Tony Strickley
IRN TXS03768
- SMF17 Money Laundering Reporting Officer (MLRO) (since 16 May 2025)
- SMF16 Compliance Oversight (since 16 May 2025)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.