Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF2 Non Executive Director (13 Aug 2018 to 8 Dec 2019)
  • SAF1 Limited

    FRN 799893

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2020)
    • CF2 Non Executive Director (3 Aug 2018 to 8 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (21 Nov 2006 to 31 Oct 2007)
    • CF4 Partner (12 Jul 2006 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (17 May 2006 to 31 Oct 2007)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (25 Sep 2015 to 8 Dec 2019)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (21 Oct 2016 to 8 Dec 2019)
  • LDF Operations Limited (no longer approved here)

    FRN 630633

    • CF1 Director (AR) (22 Feb 2017 to 9 Aug 2018)
    • CF2 Non Executive Director (2 Dec 2014 to 23 Jul 2018)
  • LDF Ops Limited (no longer approved here)

    FRN 625155

    • CF2 Non Executive Director (15 Aug 2016 to 8 Jul 2019)
  • LDF Finance No.1 Limited (no longer approved here)

    FRN 716262

    • CF2 Non Executive Director (30 Mar 2016 to 23 Jul 2018)
    • CF2 Non Executive Director (AR) (30 Mar 2016 to 30 Mar 2016)
  • LDF Finance No. 3 Limited (no longer approved here)

    FRN 716801

    • CF2 Non Executive Director (30 Mar 2016 to 23 Jul 2018)
  • LDF FINANCE NO. 2 LIMITED (no longer approved here)

    FRN 717356

    • CF2 Non Executive Director (30 Mar 2016 to 23 Jul 2018)

Recent activity

Updates to this individual's record on the FCA register.

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