Simon Williams

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Portman Financial Services Limited

    FRN 976903

    • [FCA CF] Significant management (since 2 Oct 2023)
  • LDF Ops Limited (no longer approved here)

    FRN 625155

    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jan 2020 to 17 Jul 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jul 2020)
    • CF10 Compliance Oversight (3 May 2017 to 8 Dec 2019)
  • LDF Operations Limited (no longer approved here)

    FRN 630633

    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2020)
    • CF10 Compliance Oversight (29 Mar 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Dec 2014 to 8 Dec 2019)
  • LDF Finance No.1 Limited (no longer approved here)

    FRN 716262

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2020)
    • CF11 Money Laundering Reporting (30 Mar 2016 to 8 Dec 2019)
  • LDF Finance No. 3 Limited (no longer approved here)

    FRN 716801

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2020)
    • CF1 Director (30 Mar 2016 to 30 Mar 2016)
    • CF11 Money Laundering Reporting (30 Mar 2016 to 8 Dec 2019)
  • LDF FINANCE NO. 2 LIMITED (no longer approved here)

    FRN 717356

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Jul 2020)
    • CF11 Money Laundering Reporting (30 Mar 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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