LCM COMMODITIES, UK LLP

• Principal Place of Business

  Wax Chandlers Hall 4th Floor

  6 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402071891879

  Web

  https://www.lcmcommodities.com

• Complaints Contact

  Wax Chandlers Hall

  6 Gresham Street

  London

  City Of London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402071891879

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Option (excluding a commodity option and an option on a commodity future)

• Matthew Donohue

  IRN MXD00814

  • [FCA CF] Client dealing (since 23 Sep 2024)
• Matthew Hill

  IRN MXH02224

  • CF4 Partner (AR) (29 Apr 2015 to 7 Jun 2016)
  • CF30 Customer (15 Jan 2014 to 7 Jun 2016)
• Michel Richard Marie Simonian

  IRN MRS01211

  • [FCA CF] Client dealing (since 14 Jul 2022)
  • CF30 Customer (2 Dec 2016 to 12 Jul 2022)
• Michele Danile

  IRN MXD02168

  • CF30 Customer (16 Sep 2015 to 31 Jul 2018)
• Olivia Claudia Blanchard

  IRN OCB01016

  • CF10 Compliance Oversight (4 Sep 2015 to 23 Mar 2017)
  • CF11 Money Laundering Reporting (4 Sep 2015 to 23 Mar 2017)
• Patrice Cohen

  IRN PXC01548

  • SMF27 Partner (9 Dec 2019 to 27 Oct 2022)
  • CF4 Partner (5 Jun 2013 to 8 Dec 2019)
• Paul William Graham

  IRN PWG01015

  • CF10 Compliance Oversight (30 May 2014 to 28 Apr 2015)
  • CF11 Money Laundering Reporting (30 May 2014 to 28 Apr 2015)
• Pierre Jean Guillaume Lacaze

  IRN PJL01132

  • SMF17 Money Laundering Reporting Officer (MLRO) (24 Feb 2021 to 3 Jun 2024)
  • SMF16 Compliance Oversight (24 Feb 2021 to 3 Jun 2024)
  • SMF27 Partner (9 Dec 2019 to 3 Jun 2024)
  • CF4 Partner (5 Jun 2013 to 8 Dec 2019)
  • CF30 Customer (5 Jun 2013 to 8 Dec 2019)
• Rajiv Nathwani

  IRN RXN01425

  • [FCA CF] Client dealing (since 4 Nov 2024)
• Simon Butler

  IRN SXB01773

  • SMF1 Chief Executive (since 1 Jun 2024)
  • SMF27 Partner (since 30 Jan 2023)
  • [FCA CF] Client dealing (since 7 Jul 2022)
  • CF4 Partner (AR) (29 Apr 2015 to 6 Jul 2022)
  • CF30 Customer (16 Jan 2014 to 6 Jul 2022)

• Great Point Financial Ltd (no longer appointed)

  FRN 989677 · Appointed 9 Jan 2023 · Until 13 Jan 2023 · Tied agent

• LCM Metals UK LLP (no longer appointed)

  FRN 663641 · Appointed 4 Mar 2015 · Until 4 Oct 2022 · Tied agent

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