Lazard Fund Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Michael John Siviter
IRN MJS01314
- CF13 Finance (1 Dec 2001 to 28 Feb 2003)
Michael Roger Chapman
IRN MRC01112
- CF29 Significant management (1 Nov 2007 to 1 Dec 2008)
- CF8 Apportionment and Oversight (1 Dec 2001 to 30 May 2003)
- CF1 Director (1 Dec 2001 to 4 Feb 2011)
- CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
Nathan Paul
IRN NXP01926
- SMF3 Executive Director (9 Dec 2019 to 12 Mar 2026)
- CF1 Director (25 Oct 2018 to 8 Dec 2019)
Nicholas Ian Emmins
IRN NXE18599
- CF2 Non Executive Director (5 Nov 2019 to 8 Dec 2019)
Richard Fenwick Smith
IRN RFS01022
- CF1 Director (1 Dec 2001 to 14 Jun 2002)
Rohan Michael Moorthy
IRN RMM01060
- CF11 Money Laundering Reporting (1 Dec 2001 to 28 Jan 2004)
Rupert Peregrine Austin Tyer
IRN RPT01023
- CF1 Director (1 Dec 2001 to 28 Apr 2003)
- CF3 Chief Executive (1 Dec 2001 to 28 Apr 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 28 Apr 2003)
Ruth Abigail Porter
IRN RAP01233
- CF11 Money Laundering Reporting (13 Sep 2010 to 14 Dec 2012)
Simon Francis John Cockbill
IRN SFC01019
- CF11 Money Laundering Reporting (11 May 2004 to 21 Mar 2007)
Stefan Schrempp
IRN SXS04445
- CF28 Systems and controls (10 Feb 2016 to 8 Dec 2019)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.