Date authorised
1 April 2013
Companies House
01970853
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402075882721
  • Complaints Contact

    20 Manchester Square
    London
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402075882721

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Edmund Rice

    IRN TER01003

    • CF10 Compliance Oversight (1 Dec 2001 to 30 May 2003)
  • Tim David Russell

    IRN TDR01036

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10a CASS Oversight function (24 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (12 Oct 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (12 Oct 2015 to 8 Dec 2019)
  • Timothy David William Springhall

    IRN TDS01027

    • SMF3 Executive Director (since 1 Sep 2025)
    • SMF3 Executive Director (5 Jun 2020 to 25 Jun 2020)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (18 Feb 2003 to 31 Oct 2007)
  • William DeAngelis

    IRN WXD01104

    • CF28 Systems and controls (17 Aug 2011 to 31 Jan 2016)
  • William James Smith

    IRN WJS01034

    • CF1 Director (25 Feb 2003 to 30 Jun 2018)
    • CF3 Chief Executive (25 Feb 2003 to 30 Jun 2018)
    • CF8 Apportionment and Oversight (25 Feb 2003 to 31 Mar 2009)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.