Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lazard Asset Management Limited
FRN 121839
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (12 Oct 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Oct 2015 to 8 Dec 2019)
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Lazard Fund Managers Limited
FRN 122190
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF10a CASS Oversight function (24 Sep 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (12 Oct 2015 to 8 Dec 2019)
- CF11 Money Laundering Reporting (12 Oct 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.