Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (16 Nov 2012 to 20 Oct 2014)
- CF30 Customer (16 Nov 2012 to 20 Oct 2014)
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- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF3 Chief Executive (15 Oct 2003 to 30 Jun 2010)
- CF11 Money Laundering Reporting (9 Sep 2003 to 15 Oct 2007)
- CF21 Investment Adviser (9 Sep 2003 to 31 Oct 2007)
- CF4 Partner (9 Sep 2003 to 1 Jul 2016)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 28 Apr 2003)
- CF1 Director (1 Dec 2001 to 28 Apr 2003)
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- CF3 Chief Executive (1 Dec 2001 to 28 Apr 2003)
- CF1 Director (1 Dec 2001 to 28 Apr 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 28 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.