Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sana Belhoula

    IRN SXB01199

    • [FCA CF] Client dealing (since 11 Dec 2024)
  • Sandor Anne Mathias De Jasay

    IRN SAD01046

    • CF30 Customer (1 Nov 2007 to 4 Feb 2009)
    • CF23 Corporate Finance Adviser (23 Sep 2003 to 31 Oct 2007)
  • Sangkyu Lee

    IRN SXL01890

    • CF30 Customer (23 Apr 2014 to 17 May 2018)
  • Sangwon Oh

    IRN SXO00167

    • [FCA CF] Client dealing (10 Jun 2022 to 29 Sep 2023)
  • Sarah Al-Hussaini

    IRN SXA03044

    • CF30 Customer (16 Nov 2015 to 28 Oct 2016)
  • Sarah Ann Hedger

    IRN SAH01122

    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 4 Nov 2004)
  • Sarah Georgina Robbins

    IRN SGR01038

    • CF11 Money Laundering Reporting (11 Aug 2003 to 12 Aug 2004)
    • CF10 Compliance Oversight (11 Aug 2003 to 12 Aug 2004)
  • Sarah Levi

    IRN SXL01842

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (5 Nov 2012 to 8 Dec 2019)
  • Sarah Louise Stewart

    IRN SLS01086

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Mar 2013 to 8 Dec 2019)
  • Sarah Maria Carter

    IRN SMC01106

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 6 Feb 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.