Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF10 Compliance Oversight (11 Aug 2003 to 12 Aug 2004)
    • CF11 Money Laundering Reporting (11 Aug 2003 to 12 Aug 2004)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF10 Compliance Oversight (2 Jul 2002 to 9 May 2003)
    • CF21 Investment Adviser (2 Jul 2002 to 30 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.