Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Maxwell

  IRN SSM01076

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (26 Jul 2016 to 8 Dec 2019)
• Sarah Tuhuiao Farrell

  IRN STF01012

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 6 Feb 2004)
• Sascha Bjorn Eckert

  IRN SBE01004

  • CF23 Corporate Finance Adviser (18 Sep 2003 to 16 Apr 2004)
• Savvas Prodromos Savouri

  IRN SPS01065

  • CF21 Investment Adviser (1 Oct 2003 to 31 Jan 2005)
• Scott Alan Church

  IRN SAC01094

  • CF30 Customer (1 Nov 2007 to 19 Jun 2009)
  • CF1 Director (1 Oct 2003 to 19 Jul 2005)
  • CF23 Corporate Finance Adviser (1 Oct 2003 to 31 Oct 2007)
• Scott Waissel

  IRN SXW00922

  • [FCA CF] Client dealing (27 Aug 2024 to 26 Nov 2025)
• Scott Winfield Essex

  IRN SWE01014

  • CF23 Corporate Finance Adviser (4 Apr 2003 to 13 Nov 2003)
• Sean Vijay Madnani

  IRN SVM01008

  • CF23 Corporate Finance Adviser (19 Dec 2002 to 8 Jul 2005)
• Sebastian Alister Zinger

  IRN SXZ00040

  • [FCA CF] Client dealing (19 Oct 2021 to 2 May 2023)
• Sebastian Cutler

  IRN SXC02930

  • CF30 Customer (15 Dec 2016 to 18 Dec 2018)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.