Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sebastian O'Shea-Farren

    IRN SMO01052

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Nov 2015 to 8 Dec 2019)
  • Serena Doshi

    IRN SXD29937

    • [FCA CF] Client dealing (17 May 2021 to 28 Aug 2023)
  • Sergio Mendez-Allende

    IRN SXM01684

    • [FCA CF] Client dealing (since 9 Oct 2025)
  • Seton Gray Marshall

    IRN SGM01083

    • CF23 Corporate Finance Adviser (16 Jun 2005 to 31 Jul 2005)
  • Shamil Malde

    IRN SXM00550

    • [FCA CF] Client dealing (24 Feb 2020 to 7 Jun 2021)
  • Shannon Cox

    IRN SXC00542

    • [FCA CF] Client dealing (since 15 Jul 2025)
  • Sherlock Panesar

    IRN SXP00323

    • [FCA CF] Client dealing (30 Mar 2020 to 5 Aug 2022)
  • Shivani Member

    IRN SXM04824

    • [FCA CF] Client dealing (since 9 Oct 2025)
  • Silja Fisk

    IRN SSF01015

    • [FCA CF] Client dealing (1 Mar 2021 to 26 Apr 2023)
  • Simon Chambers

    IRN SXC02437

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Apr 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.