Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rasheed Funso Oladipo

    IRN RXO00081

    • [FCA CF] Client dealing (16 Jun 2022 to 30 Jun 2023)
  • Raunak Singhal

    IRN RXS45757

    • [FCA CF] Client dealing (23 Mar 2023 to 22 Oct 2025)
  • Rebecca Hunter

    IRN RHA01037

    • CF30 Customer (4 Mar 2015 to 11 May 2017)
  • Remi Cordelle

    IRN RXC00273

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Jan 2021)
  • Rhea Kumar

    IRN RXK00129

    • [FCA CF] Client dealing (20 Jul 2020 to 1 Nov 2022)
  • Riccardo Pavoncelli

    IRN RXP01181

    • CF30 Customer (1 Nov 2007 to 31 Mar 2010)
    • CF21 Investment Adviser (19 Oct 2005 to 31 Oct 2007)
  • Riccardo Villa

    IRN RXV01220

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2023)
    • CF30 Customer (19 Dec 2013 to 8 Dec 2019)
  • Richard Chang

    IRN RXC01394

    • CF23 Corporate Finance Adviser (7 Nov 2002 to 23 Feb 2007)
  • Richard De Haas

    IRN RXD07458

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2021)
    • CF30 Customer (12 Nov 2018 to 8 Dec 2019)
  • Richard Edward John Wyatt

    IRN REW01034

    • CF16 Significant Mgt (Desgntd Investment Business) (26 Mar 2004 to 3 Jun 2005)
    • CF1 Director (26 Mar 2004 to 3 Jun 2005)
    • CF21 Investment Adviser (5 Jan 2004 to 6 May 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.