Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Geoffrey Whittle

  IRN RGW01050

  • CF30 Customer (17 Jan 2013 to 28 May 2015)
• Richard Gordon Ryrie Shaw

  IRN RGS01064

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
• Richard Gray

  IRN RXG01212

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
• Richard Henry Walters

  IRN RHW01047

  • CF30 Customer (14 Jun 2010 to 7 Jan 2011)
• Richard James Sharpe

  IRN RJS01482

  • CF30 Customer (9 Apr 2013 to 20 Jun 2014)
• Richard John Hoyle

  IRN RJH01218

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Aug 2022)
  • CF30 Customer (8 Sep 2014 to 8 Dec 2019)
• Richard Julian Western Milliken

  IRN RJM01276

  • [FCA CF] Client dealing (since 13 Jul 2022)
• Richard Mark Stables

  IRN RMS01071

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF1 Director (31 Jul 2002 to 5 Nov 2002)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
• Richard Peter Churchman

  IRN RPC01024

  • [FCA CF] Client dealing (since 1 Dec 2020)
• Richard Vivian Potts

  IRN RVP01008

  • CF21 Investment Adviser (12 Jan 2004 to 8 Apr 2005)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.