Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Pehr Gustaf Gyllenhammar

    IRN PGG01033

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 21 Jul 2003)
  • Perry Christopher Wilson

    IRN PCW01036

    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2003)
  • Peter Anthony Kiernan

    IRN PAK01044

    • CF30 Customer (1 Nov 2007 to 1 Aug 2011)
    • CF1 Director (24 Jun 2004 to 1 Aug 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (23 Jun 2004 to 3 Apr 2006)
    • CF21 Investment Adviser (12 Jan 2004 to 31 Oct 2007)
  • Peter Anthuber

    IRN PXA01179

    • CF23 Corporate Finance Adviser (6 Nov 2002 to 14 Aug 2003)
  • Peter David Warner

    IRN PDW01070

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF29 Significant management (1 Nov 2007 to 23 Feb 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Apr 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Peter Edward Fleming Hutton

    IRN PEH01083

    • CF30 Customer (17 Sep 2013 to 28 Mar 2017)
  • Peter George Charles Andrew Stokes

    IRN PGS01052

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • Peter George Hock

    IRN PGH01061

    • CF1 Director (1 Dec 2001 to 1 Dec 2002)
    • CF26 Customer Trading (1 Dec 2001 to 31 Mar 2003)
  • Peter Hanton

    IRN PXH00441

    • [FCA CF] Client dealing (26 Jul 2021 to 30 Apr 2024)
  • Peter Raymond Coupe

    IRN PXC01393

    • CF21 Investment Adviser (22 Sep 2003 to 12 May 2006)
    • CF23 Corporate Finance Adviser (22 Sep 2003 to 12 May 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.