Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Philip John Dorgan

  IRN PJD01101

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
• Philip Obuobi

  IRN PXO00070

  • [FCA CF] Client dealing (9 Aug 2021 to 28 Apr 2025)
• Philip Robert Chapman

  IRN PRC01145

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (30 May 2008 to 8 Dec 2019)
• Philip Utteridge

  IRN PXU01006

  • CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2002)
• Philipp August Von Oppen

  IRN PAV01037

  • CF30 Customer (10 Apr 2013 to 11 May 2018)
• Philipp Christian Mathieu

  IRN PCM01093

  • CF30 Customer (21 Feb 2011 to 5 Jun 2017)
• Philipp Westermann

  IRN PXW01244

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 4 Sep 2002)
• Philippe Francois Noel

  IRN PFN01009

  • CF30 Customer (28 May 2009 to 8 Dec 2019)
• Philippe Henri Yves Christian Mansion

  IRN PHM01056

  • CF23 Corporate Finance Adviser (29 Jan 2007 to 12 Feb 2007)
• Philippe Ludovic Magistretti

  IRN PLM01020

  • CF21 Investment Adviser (12 Sep 2003 to 1 Mar 2004)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.