Philipp Westermann

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED

    FRN 119272

    • [FCA CF] Client dealing (since 25 Feb 2026)
  • Proprium Capital Management (UK) LLP

    FRN 607482

    • SMF9 Chair of the Governing Body (since 8 Sep 2025)
    • [FCA CF] Client dealing (since 23 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (1 May 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 May 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 May 2014 to 8 Dec 2019)
    • CF30 Customer (1 May 2014 to 8 Dec 2019)
    • CF4 Partner (1 May 2014 to 8 Dec 2019)
  • Alternatives St James LLP (no longer approved here)

    FRN 430914

    • CF4 Partner (7 May 2013 to 1 May 2014)
    • CF30 Customer (7 May 2013 to 1 May 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 1 Nov 2010)
    • CF21 Investment Adviser (14 Mar 2003 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 4 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.