Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicholas Michael Houssemayne Jones

    IRN NMJ01018

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 13 Jul 2005)
  • Nicholas Peter Corke

    IRN NPC01038

    • CF21 Investment Adviser (1 Jun 2004 to 6 May 2005)
  • Nicholas Peter Hill

    IRN NPH01030

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • Nicholas Peter James

    IRN NPJ01015

    • [FCA CF] Client dealing (since 13 Jan 2020)
  • Nicholas Philip Stirling Page

    IRN NPP01029

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 Jun 2010 to 8 Dec 2019)
  • Nicholas Robert Cook

    IRN NRC01040

    • CF20 Significant Mgt (Settlements) (20 Oct 2003 to 3 Jun 2005)
  • Nicholas Roland Shott

    IRN NRS01027

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)
    • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • Nicholas Zagoreos

    IRN NXZ01008

    • CF23 Corporate Finance Adviser (18 Nov 2003 to 28 Mar 2007)
    • CF21 Investment Adviser (1 Oct 2003 to 28 Mar 2007)
  • Nicola Mary Harrison

    IRN NMH01067

    • CF30 Customer (1 Nov 2007 to 14 Mar 2008)
    • CF23 Corporate Finance Adviser (31 Jul 2007 to 31 Oct 2007)
  • Nicola Pull

    IRN NSE01012

    • CF30 Customer (28 May 2009 to 17 Jul 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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