Nicholas Robert Cook

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF10a CASS Oversight function (1 Oct 2011 to 30 Sep 2015)
    • CF29 Significant management (1 Nov 2007 to 30 Sep 2015)
    • CF20 Significant Mgt (Settlements) (11 Feb 2005 to 31 Oct 2007)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF20 Significant Mgt (Settlements) (20 Oct 2003 to 3 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.