Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicolas Bodo Oscar Schellenberg

  IRN NBS01020

  • CF30 Customer (27 Dec 2007 to 25 Apr 2008)
• Nicolas Didier Claude Serandour

  IRN NXS01186

  • CF30 Customer (27 Aug 2009 to 25 Jul 2014)
• Nicolas Guillaud

  IRN NXG01089

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 5 Aug 2004)
• Nicolas Rutherford

  IRN NXR00379

  • [FCA CF] Client dealing (9 Oct 2025 to 14 Oct 2025)
• Nicolas Vagner

  IRN NFV00004

  • CF30 Customer (29 Sep 2017 to 8 Dec 2019)
• Nicolas Vallez

  IRN NAV01003

  • CF30 Customer (1 Nov 2007 to 20 Dec 2013)
  • CF21 Investment Adviser (11 Apr 2006 to 31 Oct 2007)
• Nicole Anna Von Westenholz

  IRN NAH01048

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 4 Aug 2004)
• Nigel David Pears

  IRN NDP01027

  • [FCA CF] Client dealing (1 Dec 2020 to 29 Sep 2023)
• Nigel Matthew Alfred Costain

  IRN NMC01028

  • CF1 Director (31 Jul 2002 to 5 Nov 2002)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 7 Feb 2003)
• Nikunj Mall

  IRN NXM08874

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
  • CF30 Customer (30 Nov 2018 to 8 Dec 2019)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.