Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nina Christina Weiden

  IRN NCW01041

  • [FCA CF] Client dealing (10 Oct 2022 to 31 Aug 2024)
• Niral Rabheru

  IRN NXR01518

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (3 Feb 2017 to 8 Dec 2019)
• Niul McKinley Wood

  IRN NMW01026

  • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
  • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
• Noah Bulkin

  IRN NXB01142

  • CF30 Customer (15 Feb 2012 to 30 Apr 2013)
• Ognjen Lalovic

  IRN OXL00015

  • [FCA CF] Client dealing (6 Apr 2020 to 26 Mar 2021)
• Oleksandr Bihun

  IRN OXB01102

  • CF30 Customer (4 Nov 2015 to 3 Jul 2017)
• Oliver Brice

  IRN OXB01203

  • CF30 Customer (25 Jun 2015 to 18 Jan 2016)
• Oliver Crosland Roden Wynne-James

  IRN OCW01001

  • CF21 Investment Adviser (1 Oct 2003 to 6 May 2005)
• Oliver Dean

  IRN OXD01139

  • CF30 Customer (15 Jun 2016 to 8 Dec 2019)
• Oliver Duckworth

  IRN OXD00060

  • [FCA CF] Client dealing (23 Aug 2024 to 27 Oct 2025)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.