Niul McKinley Wood

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc

    FRN 124422

    • [FCA CF] Manager of certification employee (since 4 May 2023)
    • [FCA CF] Material risk taker (since 14 Oct 2019)
    • [FCA CF] Client dealing (since 19 Sep 2017)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (16 Sep 2013 to 6 Mar 2016)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (1 Nov 2007 to 30 Nov 2012)
    • CF21 Investment Adviser (4 Oct 2006 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 14 Jun 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.