Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nelly Ngugi

  IRN NXN09171

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Dec 2021)
  • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
• Nemo Romeo Isidoro Raimon Rime

  IRN NRR01045

  • CF30 Customer (20 May 2016 to 28 Mar 2018)
• Nicholas Andrew Millar

  IRN NAM01059

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
• Nicholas Charles Pearson Miles

  IRN NCM01054

  • [FCA CF] Material risk taker (since 4 Jan 2022)
  • [FCA CF] Client dealing (since 1 Jul 2021)
  • CF30 Customer (6 Feb 2008 to 24 Jun 2011)
• Nicholas Cutting

  IRN NXC01106

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
• Nicholas Francis Groen

  IRN NFG01004

  • CF23 Corporate Finance Adviser (1 Oct 2003 to 17 Feb 2004)
• Nicholas Frank Cardoza

  IRN NFC01011

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 13 Nov 2003)
• Nicholas Ieuan Edwards

  IRN NIE01000

  • CF30 Customer (20 Sep 2013 to 30 Oct 2014)
• Nicholas James Collins Cooke

  IRN NJC01117

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
• Nicholas John Fowler

  IRN NJF01068

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF23 Corporate Finance Adviser (3 Dec 2003 to 31 Oct 2007)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.