Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Matthew James Houlden

  IRN MJH01720

  • [FCA CF] Client dealing (since 12 Aug 2024)
  • CF30 Customer (20 Aug 2018 to 8 Dec 2019)
• Matthew James Wesley

  IRN MJW01426

  • CF21 Investment Adviser (9 Nov 2004 to 21 Feb 2007)
• Matthew Kuber

  IRN MXK00771

  • [FCA CF] Client dealing (since 9 Feb 2024)
• Matthew Nelson Phillips

  IRN MNP01034

  • CF30 Customer (23 Sep 2014 to 3 Jan 2017)
• Matthew Patrick McCloskey

  IRN MPM01061

  • CF21 Investment Adviser (6 Oct 2003 to 31 Dec 2005)
• Matthew Richard Jarman

  IRN MRJ01042

  • CF23 Corporate Finance Adviser (31 Jul 2002 to 18 Jul 2007)
  • CF1 Director (31 Jul 2002 to 5 Nov 2002)
• Matthew Slaffer

  IRN MXS02557

  • CF30 Customer (29 Apr 2009 to 29 Mar 2012)
• Matthew Sykes

  IRN MXS05027

  • [FCA CF] Client dealing (since 5 Apr 2024)
• Matthew Whiting

  IRN MXW02044

  • CF30 Customer (26 Jun 2013 to 28 Jul 2015)
• Max Alexander Kentish Barnes

  IRN MXK00377

  • [FCA CF] Client dealing (since 30 Jan 2025)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.