Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander UK Plc
FRN 106054
- [FCA CF] Material risk taker (since 19 Sep 2024)
- [FCA CF] Significant management (since 19 Sep 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 19 Sep 2024)
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- [FCA CF] Client dealing (1 Jul 2018 to 14 Jun 2024)
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- [FCA CF] Client dealing (27 Feb 2017 to 1 Jul 2018)
- [FCA CF] Manager of certification employee (27 Feb 2017 to 6 Apr 2018)
- CF30 Customer (4 Aug 2015 to 6 Mar 2016)
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- CF30 Customer (4 Jul 2008 to 22 Apr 2014)
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- CF21 Investment Adviser (9 Nov 2004 to 21 Feb 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.