Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 19 Sep 2024)
    • [FCA CF] Significant management (since 19 Sep 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Sep 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Client dealing (1 Jul 2018 to 14 Jun 2024)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (27 Feb 2017 to 1 Jul 2018)
    • [FCA CF] Manager of certification employee (27 Feb 2017 to 6 Apr 2018)
    • CF30 Customer (4 Aug 2015 to 6 Mar 2016)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (4 Jul 2008 to 22 Apr 2014)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF21 Investment Adviser (9 Nov 2004 to 21 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.