Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 19 Feb 2025)
    • [FCA CF] Material risk taker (since 19 Feb 2025)
    • [FCA CF] Client dealing (since 6 Nov 2024)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 19 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Feb 2025)
    • [FCA CF] Client dealing (since 6 Nov 2024)
    • [FCA CF] Material risk taker (since 19 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 19 Feb 2025)
    • [FCA CF] Client dealing (since 6 Nov 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (7 Sep 2016 to 29 Oct 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 29 Oct 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Oct 2024)
    • CF30 Customer (1 Jan 2013 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (7 Sep 2016 to 29 Oct 2024)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 29 Oct 2024)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Oct 2024)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF23 Corporate Finance Adviser (31 Jul 2002 to 18 Jul 2007)
    • CF1 Director (31 Jul 2002 to 5 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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