Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Hart

  IRN LXH01129

  • CF23 Corporate Finance Adviser (1 Oct 2003 to 8 Apr 2005)
• Luke Ivo Charles Thomson

  IRN LIT01000

  • [FCA CF] Client dealing (since 2 Mar 2020)
• Luke Stopford Sackville

  IRN LXS01807

  • CF30 Customer (23 Oct 2015 to 6 Apr 2018)
• Luke Thomas Daniel Finch

  IRN LTF01006

  • CF30 Customer (1 Nov 2007 to 5 Mar 2010)
  • CF23 Corporate Finance Adviser (24 Aug 2007 to 31 Oct 2007)
• MUHAMMAD MUSA

  IRN MXM00644

  • [FCA CF] Client dealing (since 23 Mar 2023)
• Malcolm George Bracken

  IRN MGB01089

  • CF21 Investment Adviser (24 Nov 2003 to 5 Feb 2004)
• Malte Richter

  IRN MXR01232

  • CF30 Customer (17 Mar 2010 to 30 May 2014)
• Manav Goyal

  IRN MXG00371

  • [FCA CF] Client dealing (26 Jul 2021 to 5 May 2025)
• Maneesh Sharma

  IRN MXS02440

  • CF30 Customer (6 May 2008 to 3 Aug 2011)
• Manh-Khoi Pham

  IRN MXP00433

  • [FCA CF] Client dealing (since 26 Jul 2021)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.