Malte Richter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Smith Square Partners LLP (no longer approved here)
FRN 533915
- CF30 Customer (7 Oct 2014 to 8 Dec 2019)
- CF4 Partner (7 Oct 2014 to 11 Apr 2019)
Lazard & Co., Limited (no longer approved here)
FRN 114054
- CF30 Customer (17 Mar 2010 to 30 May 2014)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF21 Investment Adviser (20 Dec 2004 to 13 May 2005)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.