Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Jan 2021 to 28 Apr 2022)
- [FCA CF] Functions requiring qualifications (10 Dec 2020 to 28 Apr 2022)
- CF30 Customer (15 May 2018 to 8 Dec 2019)
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- CF30 Customer (1 Oct 2009 to 16 Feb 2018)
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- CF21 Investment Adviser (24 Nov 2003 to 5 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.