Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katie Conn

    IRN KXC00129

    • [FCA CF] Client dealing (9 Dec 2019 to 28 Sep 2021)
  • Katie O'Hara

    IRN KXO00075

    • [FCA CF] Client dealing (10 Jan 2022 to 21 Feb 2025)
  • Keiran Wilson

    IRN KGW01029

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (19 Jan 2015 to 8 Dec 2019)
  • Keith James Redpath

    IRN KJR01039

    • CF21 Investment Adviser (12 Jan 2004 to 29 Jun 2004)
  • Keith John Hiscock

    IRN KJH01071

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Kelin Ye

    IRN KXY01126

    • CF30 Customer (22 Oct 2015 to 15 Nov 2016)
  • Kenneth Johan Costa

    IRN KJC01043

    • CF30 Customer (30 Nov 2007 to 31 Mar 2011)
  • Keval Patel

    IRN KXP01753

    • [FCA CF] Client dealing (since 8 Aug 2024)
    • CF30 Customer (16 Oct 2015 to 16 Aug 2019)
  • Kevin Michael Hamilton Wilson

    IRN KMW01022

    • CF1 Director (1 Dec 2001 to 31 Dec 2001)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
  • Kevin Stewart Collie

    IRN KSC01023

    • CF21 Investment Adviser (21 Jan 2004 to 6 May 2005)
    • CF26 Customer Trading (12 Jan 2004 to 26 Jan 2004)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.