Lazard & Co., Limited

Date authorised
1 April 2013
Companies House
00162175
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872000
    Web
    https://www.lazard.com

  • Complaints Contact

    20 Manchester Square
    London
    Westminster
    W1U 3PZ
    UNITED KINGDOM
    Phone
    +4402071872118

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • June-Ho Chung

    IRN JXC02049

    • [FCA CF] Client dealing (since 23 Aug 2024)
  • Justin David Edward Henry Scarborough

    IRN JDS01090

    • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
  • Justin Mathew

    IRN JXM00968

    • [FCA CF] Client dealing (10 Jan 2022 to 29 Dec 2023)
  • Kai Lear Hoffman

    IRN KLH01056

    • CF30 Customer (1 Nov 2007 to 16 Jun 2017)
    • CF23 Corporate Finance Adviser (18 Aug 2006 to 31 Oct 2007)
  • Kai O'Donobhan

    IRN KXO00065

    • [FCA CF] Client dealing (26 Jul 2021 to 24 Oct 2024)
  • Kanishka Narayan

    IRN KXN01350

    • CF30 Customer (28 Jan 2017 to 6 May 2019)
  • Karen Bernice Moore

    IRN KBM01018

    • CF8 Apportionment and Oversight (26 Apr 2002 to 31 May 2002)
    • CF3 Chief Executive (26 Apr 2002 to 31 May 2002)
    • CF13 Finance (18 Dec 2001 to 5 Jun 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 30 Apr 2004)
    • CF1 Director (1 Dec 2001 to 30 Apr 2004)
  • Karn Dasgupta

    IRN KXD01569

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2020)
    • CF30 Customer (15 Nov 2017 to 8 Dec 2019)
  • Katherine Bedowski

    IRN KXB00517

    • [FCA CF] Client dealing (since 5 Jun 2023)
  • Katherine Poole

    IRN KXP00138

    • [FCA CF] Client dealing (20 Jul 2020 to 18 Mar 2022)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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