Kai Lear Hoffman

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Client dealing (1 Sep 2017 to 12 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2017 to 12 Oct 2021)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Client dealing (1 Sep 2017 to 12 Oct 2021)
    • [FCA CF] Manager of certification employee (1 Sep 2017 to 12 Oct 2021)
  • Lazard & Co., Limited (no longer approved here)

    FRN 114054

    • CF30 Customer (1 Nov 2007 to 16 Jun 2017)
    • CF23 Corporate Finance Adviser (18 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.