Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jonathan Garside

  IRN JXG00572

  • [FCA CF] Client dealing (30 May 2023 to 30 May 2025)
• Jonathan Kin Yee Lau

  IRN JXL09236

  • CF30 Customer (11 Dec 2018 to 8 Dec 2019)
• Jonathan Kwok

  IRN JXK01162

  • CF21 Investment Adviser (9 Aug 2004 to 6 May 2005)
• Jonathan Mark Helliwell

  IRN JMH01135

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
• Jonathan Nicholas Bewick Hack

  IRN JNH01044

  • CF30 Customer (1 Nov 2007 to 31 Aug 2009)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 9 Dec 2002)
• Jonathan Pallett

  IRN JXP02084

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Oct 2014 to 8 Dec 2019)
• Jonathan Peter Waller

  IRN JPW01146

  • CF30 Customer (1 Nov 2007 to 4 Sep 2017)
  • CF23 Corporate Finance Adviser (10 Oct 2006 to 31 Oct 2007)
• Jonathan Richard Howells

  IRN JRH01118

  • CF30 Customer (1 Nov 2007 to 17 Apr 2009)
  • CF23 Corporate Finance Adviser (31 Jul 2002 to 31 Oct 2007)
• Jonathan Richard Lawrence Edmunds

  IRN JRE01074

  • CF30 Customer (12 May 2008 to 3 Feb 2009)
• Jose Neves

  IRN JXN00167

  • [FCA CF] Client dealing (26 Jul 2021 to 15 Dec 2022)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.