Lazard & Co., Limited

• Principal Place of Business

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872000

  Web

  https://www.lazard.com

• Complaints Contact

  20 Manchester Square

  London

  Westminster

  W1U 3PZ

  UNITED KINGDOM

  Phone

  +4402071872118

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gui Dominic Laszlo Kiralyfi

  IRN GDK01024

  • CF30 Customer (6 Jul 2017 to 8 Dec 2019)
• Guillaume Henricus Stroucken

  IRN GHS01039

  • [FCA CF] Client dealing (29 Mar 2021 to 22 Jan 2025)
  • CF30 Customer (18 Oct 2019 to 8 Dec 2019)
• Guillem Sanchis i Bassols

  IRN GXS02639

  • [FCA CF] Client dealing (9 Dec 2019 to 21 May 2021)
  • CF30 Customer (15 Nov 2017 to 8 Dec 2019)
• Gustavo Plenge

  IRN GXP00137

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Hajo-Wisse Dekker

  IRN HXD01047

  • CF30 Customer (10 Feb 2011 to 29 Feb 2012)
• Hamish Grant

  IRN HWG01010

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2022)
  • CF30 Customer (2 Nov 2015 to 8 Dec 2019)
• Hari Hook

  IRN HXH10440

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2020)
  • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
• Harold David Douglas Jack

  IRN HDJ01006

  • CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
• Harriet Wedmore

  IRN HXW09153

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
• Harry Deeming

  IRN HXD00057

  • [FCA CF] Client dealing (since 9 Dec 2019)

• Kenneth Johan Costa (no longer appointed)

  FRN 522333 · Appointed 15 Apr 2010 · Until 31 Mar 2011

No changes recorded yet.